Compliance Risk Management & Training
Webinar held on 22 November 2022
Recording of the webinar
Presentation
This presentation will focus on the five elements of effective compliance management:
- Leadership.
- Risk Assessment.
- Standards and Controls.
- Training and Communications.
- Oversight.
Along with a review of the new ISO 37301 Compliance Risk Management Systems Standard and discussion on other frameworks such as the United States DOJ Guidance on the Evaluation of Corporate Compliance Programs.
About the presenter:
Julian Fenwick
Julian Fenwick is the Managing Director and founder of Governance Risk & Compliance Solutions, a leading online compliance training company in the APAC region.
Julian is one of the founding directors of The RegTech Association, a not for profit global business network working together with the aim of streamlining regulatory compliance and improving conduct risk outcomes in regulated entities. In 2018, Julian was appointed to the ASIC Digital Finance Advisory Committee (DFAC).
Julian moved into the regulatory compliance industry in October 2000. Since that time, he has been instrumental in the development of the online compliance training industry in the APAC region. He has also been influential in the design of several other compliance and regulatory technology platforms.
Julian is a regular presenter in Australia and Asia on innovation, entrepreneurship, RegTech, and managing organisational compliance. He is an enthusiastic supporter of the Australian start-up community with a particular interest in adaptive eLearning technology.
Julian holds a Master of Business Administration from the University of Sydney and is a graduate member of the Australian Institute of Company Directors and a member of the GRC Institute.